Required Skills & Experience:
• Law / Juris Doctor (JD) degree or equivalent legal qualification PREFERRED.
• Minimum of 6 years of experience in compliance within financial brokerages, FCM, futures trading, or trading software.
• Extensive knowledge of CME, CFTC, FTC regulations and other relevant regulatory bodies.
• Proven track record of managing compliance programs and conducting audits.
Job Description:
A client of Insight Global is seeking a highly experienced Compliance officer to join their team. The ideal candidate will be a lawyer or possess senior experience within financial brokerages, Futures Commission Merchants (FCM), futures trading, or trading software. This role requires deep industry knowledge and experience with regulatory bodies such as CME, CFTC, FTC, etc.
Responsibilities:
• Develop, implement, and oversee compliance policies and procedures to ensure adherence to regulatory requirements.
• Monitor and interpret regulatory changes and ensure the company’s compliance with all applicable laws and regulations.
• Conduct regular audits and risk assessments to identify areas of improvement and ensure compliance.
• Collaborate with legal and operational teams to address compliance issues and implement corrective actions.
• Provide training and guidance to staff on compliance matters.
• Liaise with regulatory bodies and maintain strong relationships to ensure smooth communication and compliance.
• Prepare and submit regulatory reports and filings as required.
...exceptional wines from Santa Barbara County grapes. We are looking for passionate and hardworking individuals to join our cellar team this harvest season. Job Overview As a Cellar Intern, youll have the opportunity to work side-by-side with experienced winemakers in a...
...:We are seeking a proactive and organized Virtual Assistant to provide administrative and operational support t. The ideal candidate will be detail-oriented, tech-savvy, and capable of managing multiple tasks efficiently in a remote environment. Key Responsibilities:...
...and services. Qualifications: Education/Certification: Masters degree Possess... ...appropriate Texas certificate Special Knowledge/Skills: Knowledge of campus... ...Management 7. May act as campus behavior coordinator in accordance with state laws and...
...profitability targets. Position Summary: We are seeking a highly motivated Junior Financial Analyst to join our team. This entry-level role is ideal for recent graduates or professionals with 12 years of experience. The Junior Financial Analyst will support cross...
...Position Summary: The Manufacturing Process Technician is responsible for executing GMP manufacturing processes including upstream and downstream operations, material handling, and batch documentation. This role ensures consistent production of high-quality clinical materials...